Annual Compliance Audit
We undertake annual compliance audits in accordance with the applicable
SEBI regulations, circulars and guidelines.
Research Analysts
SEBI Registration No.: INH000007669
| Financial Year | Audit Status | Adverse Findings | Action Taken |
|---|---|---|---|
| FY 2025-26 | Completed | None | N.A. |
| FY 2024-25 | Completed | None | N.A. |
| FY 2023-24 | Completed | None | N.A. |
| FY 2022-23 | Completed | None | N.A. |
| FY 2021-22 | Completed | None | N.A. |
| FY 2020-21 | Completed | None | N.A. |
Investment Advisers
SEBI Registration No.: INA000011644
| Financial Year | Audit Status | Adverse Findings | Action Taken |
|---|---|---|---|
| FY 2025-26 | Completed | Principal Officer qualification and certification |
Corrective action in progress |
| FY 2024-25 | Completed | None | N.A. |
| FY 2023-24 | Completed | None | N.A. |
| FY 2022-23 | Completed | None | N.A. |
| FY 2021-22 | Completed | None | N.A. |
| FY 2020-21 | Completed | None | N.A. |
The complete compliance audit reports are provided to our clients in accordance with applicable SEBI requirements.