StockAxis Careers

Creating satisfying careers by empowering, motivating and making a difference

Equity Advisor / Senior Equity Advisor

M.B.A. / B.B.A. / B.Com. / Other Financial Market Degree.

Location: Nariman Point, Mumbai

At StockAxis, our mission is simple: First Class Stock Advice, from First Class Research. We are a registered Investment Adviser with the SEBI. StockAxis was built to help our clients achieve more from their capital market investments, and every day thousands of investors use our advisory services & products to discover opportunities and gain insights on equities to grow their wealth. Our first-class research means we help our clients make informed investment decisions. We’re much more than a simple investment advisory - we transform lives through innovative products and technology.

Searching for your dream job, build a career in the capital market?
At StockAxis we strive to help our employees find passion and purpose. Join us in changing the way the world works.

What is the job like?
Communicating with prospective clients for advisory services sales
Maintaining healthy relationships with all the potential clients
Achieve business targets in terms of generating revenue, enhancing and upgrading the client relationships
Creation of revenue and activation of clients through effective advisory (Target Based)

Who should apply for this role?
Wish to make a career in the Stock Market?
Do You Enjoy the Process of Studying, Understanding, and Analyzing Companies?
Enjoy finding of a great company, then learning about its business, industry, products, cost inputs, strategy, and how it fits into the world?
Do You Have the Ability to Read and Understand Balance Sheet & Financial Statements?
Who wants to prove themselves since the beginning of the career?

Good Communication Skills
Knowledge/experience in the stock market is value-added.

0 - 5 Years

Interview Preparation
Prepare for topics like Equity or Equity Market, Primary & Secondary Market, IPO's, Market Capitalization, Ratio Analysis - PV Ratio, Derivatives, Fundamental & Technical Analysis, Cash Flow Statement, Net Asset Value, Depreciation, Amortization, Standard Deviation, and Beta Factor and economy. Also do carry one passport size photograph with your resume for Interview.

Compliance Officer (SEBI Regulations)

Qualification: CS / Postgraduate

Location: Nariman Point, Mumbai

Roles and Responsibilities
We have a job opening for the post of Compliance Officer. He/she should be well-versed with the SEBI regulations specifically SEBI (Investment Advisers) Regulations, 2013, SEBI (Research Analyst) Regulations, 2014, PMLA Guidelines, SEBI KYC Norms, and other applicable SEBI guidelines and also ensure our company adheres to it. He/she should be responsible for enforcing regulations in all aspects and levels of business as well as provide guidance on compliance matters. He/she should be professionals of high ethical standards and work diligently to complete their duties keeping in mind the objectives of the business. The goal is to preserve the company's integrity by making sure it stays on a lawful and ethical course.

Other Activities

  • Assistance and dealing with Internal Auditors.
  • Dealing with SEBI inspection and investigation, notices, etc.
  • Providing disclosures, Declarations, forms, etc. within the time prescribed in the regulations to the clients.
  • To update the Board and Management about Changes in the SEBI regulations and Implementations of New provisions.
  • Setting up the system of E-KYC as prescribed by the Regulator.

Desired Candidate Profile

  • Excellent knowledge and experience implementing policies as per the SEBI Regulations.
  • Knowledge of auditing policies, procedures, and legal requirements.
  • Should have complete knowledge of implementing E-KYC.
  • Should be fully conversant with compliance requirement with regards to KYC as prescribed by the Regulator from time to time.
  • Should have handled the entire CVL -KRA process.
  • Should have handled Processing of C- KYC.


Work Experience:
NIFTY 14,433.70 -1.11% SENSEX 49,034.67 -1.11% BANKNIFTY 32,246.80 -0.84% ADANIPORTS 527.95 -1.68% ASIANPAINT 2,590.90 -2.74% AXISBANK 674.85 -0.17% BAJAJ-AUTO 3,580.30 0.12% BAJAJFINSV 8,636.10 -1.27% BAJFINANCE 4,883.60 0.13% BHARTIARTL 602.65 3.81% BPCL 414.60 -2.84% BRITANNIA 3,609.05 -1.54% CIPLA 823.70 -2.05% COALINDIA 143.25 -2.32% DRREDDY 5,212.80 -1.81% EICHERMOT 2,857.30 -1.01% GAIL 138.50 -3.82% GRASIM 1,033.05 1.25% HCLTECH 989.80 -3.69% HDFC 2,632.75 -1.91% HDFCBANK 1,466.65 -0.14% HEROMOTOCO 3,203.00 -1.95% HINDALCO 253.35 -3.08% HINDUNILVR 2,351.15 -1.98% IBULHSGFIN 230.70 -1.03% ICICIBANK 543.00 -1.86% INDUSINDBK 965.90 -0.39% INDUSTOWER 262.20 2.54% INFY 1,344.95 -1.86% IOC 101.30 -1.84% ITC 217.85 1.73% JSWSTEEL 394.20 -0.56% KOTAKBANK 1,863.90 -1.52% LT 1,354.15 -1.63% M&M 819.65 -1.24% MARUTI 8,024.75 -1.53% NTPC 100.45 -1.71% ONGC 101.40 -3.47% POWERGRID 203.00 -1.02% RELIANCE 1,937.45 -1.18% SBIN 303.85 -1.11% SUNPHARMA 604.30 -0.45% TATAMOTORS 260.30 6.20% TATASTEEL 705.90 -0.06% TCS 3,233.35 -0.53% TECHM 1,007.30 -4.30% TITAN 1,477.25 -0.85% ULTRACEMCO 5,452.25 -2.33% UPL 522.55 2.58% VEDL 175.60 -0.45% WIPRO 438.55 -3.48% YESBANK 17.60 -1.40% ZEEL 224.90 -1.94%